Forms
Use the forms below to open retirement (IRA, Roth, rollover) and non-retirement accounts, change account options or update account information.
Once you have printed and completed a form, please mail it to one of the following addresses (unless specified otherwise on the form):
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Open an account
- Fund Guide Review and select funds.
- Non Qualified Account ApplicationEstablish a non qualified account.
- Transfer on Death (TOD) Registration Request FormEstablish or change a Transfer on Death designation for a non-qualified account.
- IRA ApplicationOpen an IRA account.
- No-Fee SIMPLE-IRA Account
An employer's guide to plan setup. - SIMPLE-IRA Employee KitEstablish a simple IRA plan.
- Simplified Employee Pension (SEP) KitEstablish a SEP plan.
- Tri-Continental IRA applicationEstablish a Tri-Continental IRA.
- Tri-Continental ProspectusEstablish a Tri-Continental Corporation Account.
Move money to/from my account
- Automatic Investment FormSet up, change or stop an automatic investment plan.
- Dividend Payment Form Add or change dividend distribution options on your non qualified account.
- Redemption Request for Non-Retirement AccountsRedeem shares of your fund(s) from your non qualified account.
- IRA Distribution Request FormRequest a distribution from a retirement account.
- Electronic Payment ApplicationAllow automated clearing house withdrawals on dividends or systematic payouts.
- Required Minimum Distribution (RMD) Request a Required Minimum Distribution from an IRA.
Transfer, rollover or convert my account
- Direct Rollover Form Transfer your Employer sponsored retirement plan to a RiverSource® retirement plan.
- IRA Transfer FormTransfer your IRA at another company directly to a RiverSource® IRA plan.
- Roth Conversion Form Convert a traditional IRA to a Roth IRA.
- Non Retirement Account Transfer FormTransfer your non-qualified assets to RiverSource. Asset Allocation Change Use this form to change the allocation of retirement plan contributions.
Update/change my account
- Name Change Authorization FormUpdate name on an account.
- IRA Optional Services/Change Request FormEstablish a letter of intent, set up automatic investment plans, add or change beneficiaries to retirement accounts.
- Letter of Intent Establish letter of intent.
- Address ChangeRequest an address change on an account.
- Change of OwnershipRequest a change of ownership on an account.
- Change of Ownership - Tri-ContinentalRequest a change of ownership on a Tri-Continental Corporation account.
- Dealer Change
Change the broker/dealer on an account. - Telephone Services ElectionAuthorize telephone transaction capabilities.
To view and print PDF forms, you must have Adobe Acrobat Reader installed on your computer.
For questions on these forms, please contact your financial advisor or call the Columbia Management Investment Services Corp. at 1 (800) 221-2450.
On April 30, 2010, Ameriprise Financial, Inc., the parent company of RiverSource Investments, LLC, acquired the long-term asset management business of Columbia Management Group, LLC, including certain of its affiliates, which were, prior to this acquisition, part of Bank of America. In connection with the acquisition of the long-term assets, RiverSource Investments, LLC has changed its name to Columbia Management Investment Advisers, LLC. RiverSource Fund Distributors, Inc. has changed its name to Columbia Management Investment Distributors, Inc. RiverSource Service Corporation has changed its name to Columbia Management Investment Services Corp.
